ISO/IEC 38500 is an updated version of the
Australian Standard AS8015, which was published in 2005. The updates arose
from critical review by many national standards bodies which participated in
a formal ballot for adoption of the standard.
In its revised form, this standard expresses six
principles for good governance of IT use:
Responsibility;
Strategy;
Acquisition;
Performance;
Conformance; and
Human Behaviour.
It is intended to guide the behaviour of the
organisation, and thus provides a lens or framework through which the
behaviour can be evaluated.
Leading academic and researcher, Peter Weill
suggested that behaviour is a significant problem, when he reported that,
although formal systems of governance may be defined, many managers do not
follow the prescribed system. ISO/IEC 38500 makes it clear that this is not
acceptable – with the Responsibility, Conform and Human Behaviour principles
being relevant.
Because ISO/IEC 38500 establishes principles to
guide the behaviour of organisations, it complements frameworks that focus
on process, such as ITIL and COBIT. Thus, with the right frameworks or
processes, complemented by the right behaviours, organisations are more
likely to establish highly effective systems of governance.
The standard does describes three fundamental tasks
that must be implemented in the governance system – but it does so at a much
higher level than one finds in the available frameworks.
The key tasks are simply to evaluate, direct and
monitor the current and future use of IT in achieving the organisation’s
goals. Describing the tasks in this way provides a way of engaging the
governing body – the board of directors, when many of the classical IT
processes are too detailed to suit the role of the directors.
ISO/IEC 38500 standard makes no reference to
frameworks such as ITIL and COBIT. This ensures that it is not seen as
prescribing any specific model – recognising that many can work well if the
governance system is well designed. But it also does not prevent the use of
any framework – indeed it specifically acknowledges that organisations
should select appropriate frameworks.